Compliance Assurance Manager - Japan



Tokyo, Japan
Posted on Thursday, July 4, 2024

About Revolut

People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, we've helped 45+ million customers get more from their money. And we're not done yet.

As we continue our lightning-fast growth,‌ two things are essential to continuing our success: our people and our culture. We've been officially certified as a Great Place to Work™ in recognition of our outstanding employee experience! So far, we have 10,000+ people working around the world, from our great offices or remotely, on our mission. And we're looking for more. We want brilliant people that love building great products, love redefining success, and love turning the complexity of a chaotic world into the simplicity of a beautiful solution.

About the role

Our Compliance team is a true gem. They make sure our products and processes meet all the requirements. What does this mean? The best possible outcomes for our customers.

They’ve got an outstanding ability to find solutions and carry out testing in a truly digital and fast-paced environment. Those data-driven experts know that better people and improved machines are the most effective way to manage conduct risk 🎯

We’re looking for a Compliance Assurance Manager who’ll join us and help us improve all aspects of finance and risk management.

If you love saying, “this is textbook!” — and love hearing others say it — let’s get in touch 🚀



デジタルのペースの速い環境で解決策を見つけ、テストを実施する優れた能力を必要としています。より優れた人材とより優れたデジタル環境が、行動リスクを管理する最も効果的な方法でありますので、この分野のエキスパートを求めています 🎯



What you’ll be doing

  • Assisting with the design and implementation of the FinCrime and Regulatory Compliance Testing and Assurance Programme, including the risk-based compliance risk assessment, control testing, and assurance plan
  • Completing assurance reviews and testing activities, leveraging skills in advanced data analytics
  • Establishing automated queries and dashboards to drive more frequent testing and informative insights
  • Contributing to compliance processes by identifying opportunities for improved adherence to regulatory requirements and company standards
  • Executing project plans to address remediation efforts and testing review findings, including process updates, documentation, and/or training
  • Driving execution of multiple concurrent reviews, which may be local or multi-jurisdictional, including reporting related to review outcomes and findings
  • Challenging colleagues to build efficient, world-class risk management controls and processes
  • Using data analytics to identify actionable insights, which result in material enhancements to the control environment


  • リスクベースのコンプライアンス、リスクアセスメント、コントロールテストおよびアシュアランスプラン、関連するテストスコープを含むコンプライアンステストおよびアシュアランスプログラムの設計と実施の実行/支援
  • 高度なデータ分析のスキルを活用したアシュアランスレビューとテスト
  • クエリーとダッシュボードを活用し、より頻度が高いテストと有益な分析の実施
  • 規制要件および社内基準への準拠を改善する機会を特定することで、コンプライアンスプロセスに貢献
  • 第二線のコンプライアンスアシュアランスの視点からコントロールをサポートし、強化
  • プロセスの更新、文書化、トレーニングなど、改善計画やテストレの指摘事項に対処するためのプロジェクト計画の実行
  • レビュー結果や指摘事項に関連するマネジメントレポーティングを含む、ローカルまたは複数の地域にまたがる複数の同時レビューの実施推進
  • 効率的でワールドクラスのリスク管理統制とプロセスを構築するために同僚との関係構築
  • データアナリティクスを活用し、実行可能な対応を特定し、重要な統制環境の強化

What you'll need

  • 4+ years of experience working within a fintech, traditional financial institution, or regulatory body
  • 3+ years of experience in assurance or internal/external audit, focusing on risk and compliance domains
  • Experience interrogating large data sets to identify actionable insights
  • A results-driven, pragmatic, and detailed-oriented approach
  • Love for problem-solving and working collaboratively to do so
  • The ability to explain complex things very easily
  • An interest in compliance and willingness to deepen your knowledge
  • Experience creating or utilising test scripts/procedures
  • Experience in controls, risk, policy, and corporate governance
  • Fluency in English and Japanese with excellent communication skills


  • 4年以上のFinTech、金融機関、または規制機関での勤務経験
  • 3年以上のコンプライアンスアシュアランス、内部統制または内部/外部監査の経験(リスクとコンプライアンス領域が中心
  • 実用的な視点を特定するために大規模なデータセットを調査した経験
  • 結果重視、現実的、詳細志向のアプローチ
  • 問題解決が好きで、そのために協働できる方
  • 複雑なことを簡単に説明できる能力
  • 学習意欲とコンプライアンスへの関心
  • テストスクリプト/手順の作成または実施経験
  • コントロール、リスク、ポリシー&コーポレートガバナンスの経験
  • 母国語またはバイリンガルレベルの日本語
  • ビジネスレベルの英語

Nice to have

  • Experience in Japan FSA (FSAGuidelines), payment service institution, bank, or other financial institutions’ regulatory requirements and recommendations
  • Experience in regulatory policy testing in terms of accuracy and completeness with relation to external regulatory requirements
  • Experience detecting and investigating risk incidents, key risk indicator (KRI) breaches
  • Data analytics skills, including SQL and/or Python
  • Relevant compliance or internal audit qualifications, such as ACAMS, CIA, and CISA


  • 金融庁(金融庁ガイドライン)、決済サービス機関、銀行、その他金融機関の規制要件の対応に関する経験
  • 規制要件に関連する規程の正確性、完全性のテスト経験
  • リスクインシデント、主要リスク指標(KRI)違反の検出および調査経験
  • SQLおよび/またはPythonを含むデータ分析スキル
  • 関連するコンプライアンス/内部監査資格、ACAMS/CIA/CISA

Building a global financial super app isn’t enough. Our Revoluters are a priority, and that’s why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We’re doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That’s why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.

Refer to our Data Privacy Statement for Candidates for details on our data handling practices during your application.